Bank Manager

  • Job Ref.No: 01149239
  • Budget:
  • Timeline: to be confirmed later
  • Closing on: 05/05/2020
  • Country: Singapore

Job Description

Responsibility to ensure the Bank's compliance with all laws, regulations, guidelines, policies and procedures that apply to the business. Ensuring changes to policies, procedures, laws, regulations and guidelines are suitably assessed to identify business impact and gap analysis of the compliance and regulatory risk. The changes are documented and communicated to staff in a timely and effective manner. Provide timely local regulatory advice and recommendations to the Private Bank business and proactively monitors business specific regulatory developments. Provide guidance on application and interpretation of laws, regulations and Compliance policies applicable to the business. Review and advise on Country addenda to Group Product Approval Documents for local regulatory risks where necessary and advise the business on management and mitigation of those risks in the best interests of Private Bank and being Here For Good. Identify any new rules or regulations applicable to the business and partner with local management, perform gap analysis before developing policies and procedures . Update and maintain the Key Obligations Registers for SFA, FAA and BA to ensure the procedures remain up-to-date and in compliance with local laws and regulations. Assist in the development of training delivery program and conduct trainings on selected regulatory topics, as and when required. Assist in preparing regular, comprehensive and accurate Compliance reports reflecting the compliance status of the Business and any material compliance, regulatory and/or reputational risks for Private Bank and Compliance management. Regulatory Annual Reporting - FAA S100/ SFA Form 28 Approvals for RM cross border social visits, Gift & Entertainment and Outside Business Interests. RNF; assessment of adverse info discovered during staff screening (Fit and Proper Criteria); advisory on examination and certification requirements . Regulatory breaches reporting; Incident report for regulatory breaches Investigations on regulatory/ business conduct breaches (ad-hoc)
Job Requirement
In depth understanding of local and international regulation In depth understanding of the Private Bank organisation, structure, business and their interlinkages

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This job ad was updated on 05/04/2020 at https://www.freelancezone.com.sg/full-time-job/1023310150301149239/bank-manager.html. FreelanceZone.com.sg does not charge any fee or take any commission for finding and applying jobs.
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