Compliance Manager

  • Job Ref.No: 01152090
  • Budget:
  • Timeline: to be confirmed later
  • Closing on: 07/07/2020
  • Country: Singapore

Job Description

- Updating and implementing internal compliance protocol - Identifying and responding to ongoing regulatory changes and adapting various policies and procedures - Assisting in preparing for and responding to inquiries from regulatory authorities, and potential (institutional) investors - Regulatory filings - Liaising with the regulatory bodies, fund administrator, banks and other service providers Providing compliance support for allied activities such as external communication, fund marketing & distribution, publicity, etc. - Perform other administrative functions, such as secretarial filing functions, submitting adhoc reports, creating and administration of SPVs, opening bank accounts, negotiating prime brokerage, custody and other agreements, etc. - Coordinating with other teams for due diligence, surveys, data collation for filings, etc.
Job Requirement
This job position is added by Jooble, a Job Agency in Singapore. All registered applicants from Singapore Freelance Zone will be prioritized at Jooble. A solutions driven approach, with exemplary initiative taking and problem solving skills - Ability to drive and manage professional relationships - Ability to prioritise and deliver results well before deadlines - Driven to pro-actively work towards establishing systems and an unflinching zeal to grow - Excellent written and verbal communication skills - Outstanding organizational skills and ability to manage multiple tasks concurrently Investment support - Monitoring Silverdale’s Risk Management Program - Analysing legal and risk implications of various investment products/securities. Legal - Making changes in the fund offerings and allied documents - Drafting and vetting agreements with distributors, referral agents and service providers. - Vetting of ISDA, Custody Agreements, etc.

Disclaimer
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This job ad was updated on 07/06/2020 at https://www.freelancezone.com.sg/full-time-job/1023310150301152090/compliance-manager.html. FreelanceZone.com.sg does not charge any fee or take any commission for finding and applying jobs.
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